Using the above definition of evaluation, program evaluation approaches were classified into four categories. HEIs overview. A comparative analysis of these definitions reveal that in defining performance appraisal they were saying the same thing, but in a slightly modified way. 2009), and differentiating between the various major and minor contributions that lead to impact is a significant challenge. On the societal impact of publicly funded Circular Bioeconomy research in Europe, Devices of evaluation: Institutionalization and impactIntroduction to the special issue, The rocky road to translational science: An analysis of Clinical and Translational Science Awards, The nexus between research impact and sustainability assessment: From stakeholders perspective. They risk being monetized or converted into a lowest common denominator in an attempt to compare the cost of a new theatre against that of a hospital. 0000009507 00000 n
What is the Difference between Formative and Summative Evaluation through Example? Standard approaches actively used in programme evaluation such as surveys, case studies, bibliometrics, econometrics and statistical analyses, content analysis, and expert judgment are each considered by some (Vonortas and Link, 2012) to have shortcomings when used to measure impacts. Research findings including outputs (e.g., presentations and publications), Communications and interactions with stakeholders and the wider public (emails, visits, workshops, media publicity, etc), Feedback from stakeholders and communication summaries (e.g., testimonials and altmetrics), Research developments (based on stakeholder input and discussions), Outcomes (e.g., commercial and cultural, citations), Impacts (changes, e.g., behavioural and economic). Research findings will be taken up in other branches of research and developed further before socio-economic impact occurs, by which point, attribution becomes a huge challenge. The point at which assessment takes place will therefore influence the degree and significance of that impact. %PDF-1.3 To understand the socio-economic value of research and subsequently inform funding decisions. Recommendations from the REF pilot were that the panel should be able to extend the time frame where appropriate; this, however, poses difficult decisions when submitting a case study to the REF as to what the view of the panel will be and whether if deemed inappropriate this will render the case study unclassified. Oxford University Press is a department of the University of Oxford. Throughout history, the activities of a university have been to provide both education and research, but the fundamental purpose of a university was perhaps described in the writings of mathematician and philosopher Alfred North Whitehead (1929). To adequately capture interactions taking place between researchers, institutions, and stakeholders, the introduction of tools to enable this would be very valuable. It is therefore in an institutions interest to have a process by which all the necessary information is captured to enable a story to be developed in the absence of a researcher who may have left the employment of the institution. Donovan (2011) asserts that there should be no disincentive for conducting basic research. The development of tools and systems for assisting with impact evaluation would be very valuable. Enhancing Impact. In designing systems and tools for collating data related to impact, it is important to consider who will populate the database and ensure that the time and capability required for capture of information is considered. 0000006922 00000 n
It can be seen from the panel guidance produced by HEFCE to illustrate impacts and evidence that it is expected that impact and evidence will vary according to discipline (REF2014 2012). Here is a sampling of the definitions you will see: Mirriam-Webster Dictionary Definition of Assessment: The action or an instance of assessing, appraisal . A discussion on the benefits and drawbacks of a range of evaluation tools (bibliometrics, economic rate of return, peer review, case study, logic modelling, and benchmarking) can be found in the article by Grant (2006). This article aims to explore what is understood by the term research impact and to provide a comprehensive assimilation of available literature and information, drawing on global experiences to understand the potential for methods and frameworks of impact assessment being implemented for UK impact assessment. The Goldsmith report (Cooke and Nadim 2011) recommended making indicators value free, enabling the value or quality to be established in an impact descriptor that could be assessed by expert panels. It is acknowledged in the article by Mugabushaka and Papazoglou (2012) that it will take years to fully incorporate the impacts of ERC funding. 0000007777 00000 n
However, the . (2011) Maximising the Impacts of Your Research: A Handbook for Social Scientists (Pubd online) <, Lets Make Science Metrics More Scientific, Measuring Impact Under CERIF (MICE) Project Blog, Information systems of research funding agencies in the era of the Big Data. What indicators, evidence, and impacts need to be captured within developing systems. A very different approach known as Social Impact Assessment Methods for research and funding instruments through the study of Productive Interactions (SIAMPI) was developed from the Dutch project Evaluating Research in Context and has a central theme of capturing productive interactions between researchers and stakeholders by analysing the networks that evolve during research programmes (Spaapen and Drooge, 2011; Spaapen et al. As a result, numerous and widely varying models and frameworks for assessing impact exist. To enable research organizations including HEIs to monitor and manage their performance and understand and disseminate the contribution that they are making to local, national, and international communities. Researchers were asked to evidence the economic, societal, environmental, and cultural impact of their research within broad categories, which were then verified by an expert panel (Duryea et al. 0000001178 00000 n
The process of evaluation is dynamic and ongoing. Reviews and guidance on developing and evidencing impact in particular disciplines include the London School of Economics (LSE) Public Policy Groups impact handbook (LSE n.d.), a review of the social and economic impacts arising from the arts produced by Reeve (Reeves 2002), and a review by Kuruvilla et al. Although metrics can provide evidence of quantitative changes or impacts from our research, they are unable to adequately provide evidence of the qualitative impacts that take place and hence are not suitable for all of the impact we will encounter. (2007:11-12), describes and explains the different types of value claim. In this case, a specific definition may be required, for example, in the Research Excellence Framework (REF), Assessment framework and guidance on submissions (REF2014 2011b), which defines impact as, an effect on, change or benefit to the economy, society, culture, public policy or services, health, the environment or quality of life, beyond academia. There is a distinction between academic impact understood as the intellectual contribution to ones field of study within academia and external socio-economic impact beyond academia. Any tool for impact evaluation needs to be flexible, such that it enables access to impact data for a variety of purposes (Scoble et al. This raises the questions of whether UK business and industry should not invest in the research that will deliver them impacts and who will fund basic research if not the government? What are the methodologies and frameworks that have been employed globally to evaluate research impact and how do these compare? The most appropriate type of evaluation will vary according to the stakeholder whom we are wishing to inform. Impact has become the term of choice in the UK for research influence beyond academia. 0000001087 00000 n
The term "assessment" may be defined in multiple ways by different individuals or institutions, perhaps with different goals. This is recognized as being particularly problematic within the social sciences where informing policy is a likely impact of research. 0000008591 00000 n
Cb)5. There are a couple of types of authorship to be aware of. There is . This is a metric that has been used within the charitable sector (Berg and Mnsson 2011) and also features as evidence in the REF guidance for panel D (REF2014 2012). 0000011585 00000 n
It is acknowledged that one of the outcomes of developing new knowledge through research can be knowledge creep where new data or information becomes accepted and gets absorbed over time. The range and diversity of frameworks developed reflect the variation in purpose of evaluation including the stakeholders for whom the assessment takes place, along with the type of impact and evidence anticipated. Perhaps it is time for a generic guide based on types of impact rather than research discipline? The definition problem in evaluation has been around for decades (as early as Carter, 1971), and multiple definitions of evaluation have been offered throughout the years (see Table 1 for some examples). Attempts have been made to categorize impact evidence and data, for example, the aim of the MICE Project was to develop a set of impact indicators to enable impact to be fed into a based system. The Oxford English Dictionary defines impact as a Marked effect or influence, this is clearly a very broad definition. And also that people who are recognized as authors, understand their responsibility and accountability for what is being published. working paper). Muffat says - "Evaluation is a continuous process and is concerned with than the formal academic achievement of pupils. Findings from a Research Impact Pilot, Institutional Strategies for Capturing Socio-Economic Impact of Research, Journal of Higher Education Policy and Management, Introducing Productive Interactions in Social Impact Assessment, Measuring the Impact of Publicly Funded Research, Department of Education, Science and Training, Statement on the Research Excellence Framework Proposals, Handbook on the Theory and Practice of Program Evaluation, Policy and Practice Impacts of Research Funded by the Economic Social Research Council. Definition of Assessment & Evaluation in Education by Different Authors with Its Characteristics, Evaluation is the collection, analysis and interpretation of information about any aspect of a programme of education, as part of a recognised process of judging its effectiveness, its efficiency and any other outcomes it may have., 2. Table 1 summarizes some of the advantages and disadvantages of the case study approach. By asking academics to consider the impact of the research they undertake and by reviewing and funding them accordingly, the result may be to compromise research by steering it away from the imaginative and creative quest for knowledge. The REF will therefore assess three aspects of research: Research impact is assessed in two formats, first, through an impact template that describes the approach to enabling impact within a unit of assessment, and second, using impact case studies that describe the impact taking place following excellent research within a unit of assessment (REF2014 2011a). The basic purpose of both measurement assessment and evaluation is to determine the needs of all the learners. This distinction is not so clear in impact assessments outside of the UK, where academic outputs and socio-economic impacts are often viewed as one, to give an overall assessment of value and change created through research. Impact assessments raise concerns over the steer of research towards disciplines and topics in which impact is more easily evidenced and that provide economic impacts that could subsequently lead to a devaluation of blue skies research. Key features of the adapted criteria . What are the reasons behind trying to understand and evaluate research impact? , . Any person who has made a significant . 0000348060 00000 n
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Metrics in themselves cannot convey the full impact; however, they are often viewed as powerful and unequivocal forms of evidence. Over the past year, there have been a number of new posts created within universities, such as writing impact case studies, and a number of companies are now offering this as a contract service. The growing trend for accountability within the university system is not limited to research and is mirrored in assessments of teaching quality, which now feed into evaluation of universities to ensure fee-paying students satisfaction. This involves gathering and interpreting information about student level of attainment of learning goals., 2. Definition of Evaluation "Evaluation is the collection, analysis and interpretation of information about any aspect of a programme of education, as part of a recognised process of judging its effectiveness, its efficiency and any other outcomes it may have." Mary Thorpe 2. When considering the impact that is generated as a result of research, a number of authors and government recommendations have advised that a clear definition of impact is required (Duryea, Hochman, and Parfitt 2007; Grant et al. The quality and reliability of impact indicators will vary according to the impact we are trying to describe and link to research. In the UK, evaluation of academic and broader socio-economic impact takes place separately. Any information on the context of the data will be valuable to understanding the degree to which impact has taken place. As such research outputs, for example, knowledge generated and publications, can be translated into outcomes, for example, new products and services, and impacts or added value (Duryea et al. The definition of health is not just a theoretical issue, because it has many implications for practice, policy, and health services. This presents particular difficulties in research disciplines conducting basic research, such as pure mathematics, where the impact of research is unlikely to be foreseen. Productive interactions, which can perhaps be viewed as instances of knowledge exchange, are widely valued and supported internationally as mechanisms for enabling impact and are often supported financially for example by Canadas Social Sciences and Humanities Research Council, which aims to support knowledge exchange (financially) with a view to enabling long-term impact. They are often written with a reader from a particular stakeholder group in mind and will present a view of impact from a particular perspective. Introduction, what is meant by impact? 2. These . Here we outline a few of the most notable models that demonstrate the contrast in approaches available. The Payback Framework has been adopted internationally, largely within the health sector, by organizations such as the Canadian Institute of Health Research, the Dutch Public Health Authority, the Australian National Health and Medical Research Council, and the Welfare Bureau in Hong Kong (Bernstein et al. Given that the type of impact we might expect varies according to research discipline, impact-specific challenges present us with the problem that an evaluation mechanism may not fairly compare impact between research disciplines. 0000334683 00000 n
2007). Assessment refers to the process of collecting information that reflects the performance of a student, school, classroom, or an academic system based on a set of standards, learning criteria, or curricula. x[s)TyjwI
BBU*5,}~O#{4>[n?_?]ouO{~oW_~fvZ}sCy"n?wmiY{]9LXn!v^CkWIRp&TJL9o6CjjvWqAQ6:hU.Q-%R_O:k_v3^=79k{8s7?=`|S^BM-_fa@Q`nD_(]/]Y>@+no/>$}oMI2IdMqH,'f'mxlfBM?.WIn4_Jc:K31vl\wLs];k(vo_Teq9w2^&Ca*t;[.ybfYYvcn The Oxford English Dictionary defines impact as a 'Marked effect or influence', this is clearly a very broad definition. As part of this review, we aim to explore the following questions: What are the reasons behind trying to understand and evaluate research impact? Definition of evaluation. Despite the concerns raised, the broader socio-economic impacts of research will be included and count for 20% of the overall research assessment, as part of the REF in 2014. In this article, we draw on a broad range of examples with a focus on methods of evaluation for research impact within Higher Education Institutions (HEIs). While aspects of impact can be adequately interpreted using metrics, narratives, and other evidence, the mixed-method case study approach is an excellent means of pulling all available information, data, and evidence together, allowing a comprehensive summary of the impact within context. Collating the evidence and indicators of impact is a significant task that is being undertaken within universities and institutions globally. Although some might find the distinction somewhat marginal or even confusing, this differentiation between outputs, outcomes, and impacts is important, and has been highlighted, not only for the impacts derived from university research (Kelly and McNicol 2011) but also for work done in the charitable sector (Ebrahim and Rangan, 2010; Berg and Mnsson 2011; Kelly and McNicoll 2011). Gathering evidence of the links between research and impact is not only a challenge where that evidence is lacking. In terms of research impact, organizations and stakeholders may be interested in specific aspects of impact, dependent on their focus. The case study does present evidence from a particular perspective and may need to be adapted for use with different stakeholders. Different authors have different notions of educational evaluation. Search for other works by this author on: A White Paper on Charity Impact Measurement, A Framework to Measure the Impact of Investments in Health Research, European Molecular Biology Organization (EMBO) Reports, Estimating the Economic Value to Societies of the Impact of Health Research: A Critical Review, Bulletin of the World Health Organization, Canadian Academy of Health Sciences Panel on Return on Investment in Health Research, Making an Impact. (2008), and Hanney and Gonzlez-Block (2011). In education, the term assessment refers to the wide variety of methods or tools that educators use to evaluate, measure, and document the academic readiness, learning progress, skill acquisition, or educational needs of students. Explain. 0000348082 00000 n
Perhaps, SROI indicates the desire to be able to demonstrate the monetary value of investment and impact by some organizations. Definition of Evaluation by Different Authors Tuckman: Evaluation is a process wherein the parts, processes, or outcomes of a programme are examined to see whether they are satisfactory, particularly with reference to the stated objectives of the programme our own expectations, or our own standards of excellence. It has been acknowledged that outstanding leaps forward in knowledge and understanding come from immersing in a background of intellectual thinking that one is able to see further by standing on the shoulders of giants. 0000008241 00000 n
What are the methodologies and frameworks that have been employed globally to assess research impact and how do these compare? Other approaches to impact evaluation such as contribution analysis, process tracing, qualitative comparative analysis, and theory-based evaluation designs (e.g., Stern, Stame, Mayne, Forss, & Befani, 2012) do not necessarily employ explicit counterfactual logic for causal inference and do not introduce observation-based definitions. The justification for a university is that it preserves the connection between knowledge and the zest of life, by uniting the young and the old in the imaginative consideration of learning. One of these, the RQF, they identified as providing a promising basis for developing an impact approach for the REF using the case study approach. There is a great deal of interest in collating terms for impact and indicators of impact. From an international perspective, this represents a step change in the comprehensive nature to which impact will be assessed within universities and research institutes, incorporating impact from across all research disciplines. Clearly there is the possibility that the potential new drug will fail at any one of these phases but each phase can be classed as an interim impact of the original discovery work on route to the delivery of health benefits, but the time at which an impact assessment takes place will influence the degree of impact that has taken place. It is possible to incorporate both metrics and narratives within systems, for example, within the Research Outcomes System and Researchfish, currently used by several of the UK research councils to allow impacts to be recorded; although recording narratives has the advantage of allowing some context to be documented, it may make the evidence less flexible for use by different stakeholder groups (which include government, funding bodies, research assessment agencies, research providers, and user communities) for whom the purpose of analysis may vary (Davies et al. Organizations may be interested in reviewing and assessing research impact for one or more of the aforementioned purposes and this will influence the way in which evaluation is approached. 10312. An evaluation essay is a composition that offers value judgments about a particular subject according to a set of criteria. Classroom Assessment -- (sometime referred to as Course-based Assessment) - is a process of gathering data on student learning during the educational experience, designed to help the instructor determine which concepts or skills the students are not learning well, so that steps may be taken to improve the students' learning while the course is In the UK, there have been several Jisc-funded projects in recent years to develop systems capable of storing research information, for example, MICE (Measuring Impacts Under CERIF), UK Research Information Shared Service, and Integrated Research Input and Output System, all based on the CERIF standard. 0000001883 00000 n
Evaluative research has many benefits, including identifying whether a product works as intended, and uncovering areas for improvement within your solution. The current definition of health, formulated by the WHO, is no longer adequate for dealing with the new challenges in health care systems. These traditional bibliometric techniques can be regarded as giving only a partial picture of full impact (Bornmann and Marx 2013) with no link to causality. We suggest that developing systems that focus on recording impact information alone will not provide all that is required to link research to ensuing events and impacts, systems require the capacity to capture any interactions between researchers, the institution, and external stakeholders and link these with research findings and outputs or interim impacts to provide a network of data. The reasoning behind the move towards assessing research impact is undoubtedly complex, involving both political and socio-economic factors, but, nevertheless, we can differentiate between four primary purposes. Clearly the impact of thalidomide would have been viewed very differently in the 1950s compared with the 1960s or today. Media coverage is a useful means of disseminating our research and ideas and may be considered alongside other evidence as contributing to or an indicator of impact. Dennis Atsu Dake. What emerged on testing the MICE taxonomy (Cooke and Nadim 2011), by mapping impacts from case studies, was that detailed categorization of impact was found to be too prescriptive.
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